Financial market professionals often have access to confidential,
proprietary, and other nonpublic information. Accordingly, an organization
should have appropriate measures in place to protect the confidentiality
and integrity of all information entrusted to it. Customer anonymity should
not be circumvented with the use of slang or pseudonyms. If confidentiality
is broken, management must act promptly to correct the conditions that
allowed the event to occur. Parties should attempt to remedy the breach of
confidentiality as soon as possible.
proprietary, and other nonpublic information. Accordingly, an organization
should have appropriate measures in place to protect the confidentiality
and integrity of all information entrusted to it. Customer anonymity should
not be circumvented with the use of slang or pseudonyms. If confidentiality
is broken, management must act promptly to correct the conditions that
allowed the event to occur. Parties should attempt to remedy the breach of
confidentiality as soon as possible.
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